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Robin Joseph

Chief Compliance Officer

Robin has more than 15 years experience leading the governance, risk, and compliance programs for global financial institutions. Previously, Robin held the Chief Compliance Officer position for a global financial services firm and had advised Boards of wealth management firms and offshore entity structures in designing and implementing enterprise risk management and regulatory frameworks. He has also advised fintech and digital assets companies especially in obtaining regulatory licenses to operate within the European and North American jurisdictions. He has extensive experience of working directly within the UK, US, Canada, Asia Pacific and the offshore jurisdictions of the Channel Islands, the Caribbean and Bermuda where he held key risk and regulatory advisory positions.

Robin holds a Bachelor’s in Science degree from the University of Oxford Brookes and is a Fellow Chartered Certified Accountant from the UK. In addition, he is a Chartered Professional Accountant in Canada, holds the Certified Internal Auditor Designation and is a Member of the Chartered Institute for Securities & Investment, UK.

Heritage

Vice President, Wells Fargo, 2019-2021

Chief Compliance Officer, Aon, 2018-2019

Advisory Manager, EY, 2017-2018

Assistant Vice President, Allied World Assurance Company, 2015-2017

Managing Director, Rueben Associates, 2007-2014

Focus

Robin is responsible for developing and implementing the compliance and regulatory management framework for Fort Capital Securities Ltd.

Community

Advisor, Canadian Compliance Group, 2022- present

Director, Rawlinson & Hunter Cayman Islands, 2021- present